The SEC fines 11 Wall Street firms $289M total for poor recordkeeping by using apps including Signal, WhatsApp, and iMessage; CFTC fines four banks $260M total (Hugh Son/CNBC) 08-08-2023
Hugh Son / CNBC: The SEC fines 11 Wall Street firms $289M total for poor recordkeeping by using apps including Signal, WhatsApp, and iMessage; CFTC fines four banks $260M total — – U.S. regulators on Tuesday announced a combined $549 million in penalties against Wall Street firms that failed to maintain electronic records of employee communications. Lees verder op Tech Meme